Articles tagged "Investment Advisor Association"

HeadlinePublish date

FINRA comes up with cost projections for its SRO and the CFP Board blasts them

FINRA is still angry that Boston Consulting Group did not consult them and says they created numbers "out of thin air"

May 14, 2012 — 3:59 AM UTC

SIFMA's Taft makes anti-suitability comments but the fee crowd is wary

Mercer Bullard says that tiger is showing its stripes

October 6, 2009 — 9:33 PM UTC

Showdown set over whether RIAs stay under regulatory authority of the SEC [Updated!]

SIFMA and FINRA may play for regulatory control

October 6, 2009 — 4:32 AM UTC
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