Articles tagged "GAO"


HeadlinePublish date

DOL's proposal puts the screws to legacy 401(k) providers

As SPARK, SIFMA, others cry foul at yesterday's hearing, RIAs may be sitting pretty with the right fiduciary framework in place

March 2, 2011 — 2:31 PM UTC

Six things to know about this week's big DC news

RIAs have the winning business model, but also more competition

January 21, 2011 — 2:37 PM UTC

GAO study puts insurance agents up for scrutiny as it rejects idea of sweeping RIAs, b-ds, planners into one regulatory pool

A disappointment to those advocating for a financial planning profession, the study details the hodgepodge of regulation without recommending major changes

January 19, 2011 — 3:51 PM UTC
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