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Articles tagged "Daniel Bernstein"


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Brian Hamburger: If investment advisors and brokers are family ... then don't punish the advisor because his cousin misbehaves.

Top RIA lawyer explains to the SEC why 'harmony' is a harsh misnomer and why the price of its false spin is paid by investors

MarketCounsel chief pleads for the regulator to draw a bright line between 'patently disparate and distinct' sales and advice models or risk a watered-down fiduciary standard

July 5, 2013 at 10:51 PM

Brian Hamburger: It’s like saying that private home pools need to have lifeguards on duty at all times because water parks are required to do so.

Brian Hamburger fires back at Rep. Spencer Bachus' Wall Street Journal op-ed

In his response to “Financial Advisers, Police Yourselves” the RIA lawyer derides the confusing message and demands cops, not community watch

August 6, 2012 at 10:57 PM

Aspiring mixologists Rush Norton, Tim Painter, Kartik Srinivasan, Christina Riley, Alan Strauss

At MarketCounsel Summit 2011, some hard-hitting speeches followed by 'Mohita Madness'

After hearing from industry heavyweights Mark Tibergien, Daniel Bernstein and MarketCounsel founder Brian Hamburger, it was time for a unique cocktail hour in a stunning setting

October 13, 2011 at 5:46 AM

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