Articles tagged "Consumer Federation"

HeadlinePublish date

Advisory factions steel for end game as SEC's verdict on FINRA SRO comes down

As action moves to Congress, a flurry of meetings and Schwab's appearance

January 14, 2011 — 3:05 PM UTC

The 7 government actions that could reshape the advisory business in 2011

Funding may derail some grand plans, but regulations roll on (and so do tax threats)

January 7, 2011 — 1:49 PM UTC

What went right: the story of the fiduciary standard this year

A long-odds fight by advocates and a well-timed Goldman Sachs stumble and -- voilà -- brokers may have to begin putting customers' interests first

June 28, 2010 — 7:29 AM UTC

Hopes dashed: Collins amendment extends fiduciary standard to BDs, but excludes variable annuity sellers

Amendment under fire from state securities regulators, Consumer Federation

May 14, 2010 — 11:07 PM UTC
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