Articles tagged "CONCERT Wealth Management"


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Cornered by custodial edicts, CONCERT exits RIA business in deal with Arkansas-based white knight

Bill Sowell's first order of business is to keep the advisor crew on board, using as one sop the familiarity of CONCERT's proprietary CRM

September 28, 2016 — 9:18 PM UTC

The unbelievable series of missteps that sent Aequitas, its RIA clients and their investors, reeling

Firms as disparate as CONCERT Wealth and CliftonLarsenAllen seem to have gotten caught up in the implosion of Oregon-based Aequitas Capital Partners and plaintiffs' attorneys are yelling 'Ponzi'

February 26, 2016 — 6:47 PM UTC

What Securities America and NorthStar Financial are up to with the creation of Arbor Point

The Cornhusker State companies found common ground in building a home for the burgeoning 'Goldilocks' category of not-too-RIA, not-too-IBD advisor

July 1, 2013 — 6:09 AM UTC

How CONCERT is leveraging a full-service alternatives platform to boost its carriage trade clientele

CONCERT sees CAIS catering to the $200 million-plus set while its current alts provider tends to those who may like their hedge funds in mutual-fund wraps

August 21, 2012 — 8:32 AM UTC

Seeing her small clients take Morgan Stanley's brunt, a 12-year Smith Barney vet decamps with $100 million after meeting with Schwab

Rene' Nourse joins CONCERT to avoid telling smaller clients that MSSB benefits were being taken away and to create a brand aimed at middle class urbanites

June 22, 2012 — 5:13 AM UTC

Why one UBS advisor broke away even knowing that his former partner would keep the 401(k) assets

Christopher Mason is establishing Fontis as part of CONCERT but hasn't given up hope of selling his portfolio management skills on UBS' platform

May 17, 2012 — 6:26 AM UTC

She settled with Merrill Lynch over discrimination, loved Merrill again for years but then bigger problems arose

A lover of the herd, Leslie Ferrone couldn't stomach the bankification of her wirehouse

May 7, 2012 — 5:04 AM UTC

Why some RIAs are jumping through hoops to custody assets with JPMorgan

After selling its RIA unit to RBC, its marquee name, sterling reputation and a new platform continues to draw advisors

April 19, 2012 — 3:14 PM UTC

Merrill Lynch springs a 62-advisor, $13 billion asset leak in the first quarter

February was a cruel month for the wirehouse as payouts and retention bonuses came due; UBS came out smelling like a rose

April 17, 2012 — 5:25 AM UTC

CONCERT Wealth Management nabbed 12 wirehouse teams in the last 12 months and this wirehouse-lite is just getting started

The San Jose-based firm targets advisors with as little as $100 million and it doubled in size in the last year

September 27, 2011 — 4:32 AM UTC
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