Articles tagged "12b(1)"


HeadlinePublish date

After years of DOL bluster, new 401(k) rules appear to make RIAs' low expenses look higher than those of brokers

It's the same old problem of mutual fund-paid fees arriving by tunnel and therefore getting a pass in disclosures; DOL no-comments the issue

June 18, 2012 — 3:28 AM UTC

A cap on 12b(1) fees is going to have one predictable result. Think carnival games.

What consumers need is not a cap, but some sunshine to disinfect mutual funds

August 13, 2010 — 4:10 AM UTC
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