Articles tagged "Tim Oden"


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MarketCounsel launches legal hyperspace button for breakaways who get fired by Merrill Lynch (and friends) before the 'go' date

Brian Hamburger's novel service to become an RIA in a day is a response to stepped-up electronic snooping at broker-dealers and nettlesome questions asked by state regulators

April 8, 2013 — 8:25 AM UTC

How Charles Goldman, Philip Palaveev, Brian Hamburger and Tim Oden -- and my cabbie -- caught my attention at MarketCounsel Summit

Tussles over scale, branding and professional service played out vividly in Vegas

September 28, 2012 — 4:17 PM UTC

What exactly the CEOs of HighTower, Focus Financial and Dynasty Financial revealed when they shared a stage in Las Vegas

Aggregator honchos appeared together under the unloved roll-up tag to highlight differing and evolving facets of their firms

September 25, 2012 — 4:49 AM UTC

Dynasty clinches an ex-U.S. Trust advisor's trust by playing its U.S. Trust card

Doug Pyle and Radnor Capital were absorbed by the firm back in 1999 and now they're finding footing in independence again

September 20, 2012 — 4:58 AM UTC

Former Fidelity rainmaker lands at Schwab after both big custodians reshuffle their East Coast staffing

Scott D'Alessandro could boost Schwab's efforts to gain better traction with aggregators like United Capital and HighTower

March 20, 2012 — 5:00 AM UTC

Fed up wirehouse advisors more eager to leave than ever, study says

A whopping three out of four advisors would take a call from an RIA recruiter, the Schwab study shows -- but what then?

February 28, 2012 — 4:01 PM UTC

The booming breakaway market could be slowed by the sick stock market, say Raymond James and Schwab

Dislocation at places like UBS and Merrill Lynch helps recruiters until the point where clients are thoroughly spooked

September 23, 2011 — 4:06 AM UTC

Breakaway Movement II is kicking in, say Schwab and Fidelity execs

Spurred by waning wirehouse retention packages, a wave of advisors are poised to jump ship in 2012

August 10, 2011 — 5:00 AM UTC

Fidelity study: Breakaway RIAs could pocket millions in after-tax profits

Dazzling wirehouse retainer deals are nice but going it alone can pay much, much better after taxes get figured in

June 7, 2011 — 2:30 PM UTC

Pershing warns IBDs to embrace hybrid business model or risk being marginalized

Schwab gives hybrid advisors another vote of confidence in its own new study yesterday

February 25, 2011 — 3:12 PM UTC