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Articles tagged "Tim Hodge"

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Tom Gooley: We're setting up specialized queues for death, divorce and retirement.

LPL Financial undertakes painstaking overhaul of service spurred by capacity overwhelm and RIA demand for Schwab-style pods

In addition to aggressive hiring, training and creating 'queues,' Tom Gooley and Tim Hodge are tackling the big one -- service culture

November 24, 2015 at 5:51 PM
Emily Gordy: I will be able to have an effective dialogue with FINRA.

Weighed down by nonstop fines, LPL finally buys ounce of prevention by putting ex-FINRA veterans on its payroll

Mark Casady also seats a former assistant attorney general on his board

October 6, 2015 at 9:19 PM
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