Articles tagged "Susan John"


HeadlinePublish date

Before taking a self-imposed vow of silence, Ron Rhoades sounds off on the RIA industry and tells what's it's like to hit a professional wall

The outspoken NAPFA chairman-who-wasn't covers why the Bachus bill will rise again, the true fix for RIA exams and why the term 'fee-based' is inherently 'fraudulent'

August 27, 2012 — 3:33 AM UTC

NAPFA's appointment of a new chairman could be a big deal for RIAs

Ron Rhoades spent the last year in obscurity but now he's "ready to take the gloves off"

May 23, 2012 — 3:03 AM UTC

NAPFA's John responds to critic questioning her group's stance on compensation in light of new DOL rules

The national chair says the first objective is not to scare small investors away

April 3, 2012 — 2:55 AM UTC

Why it's not OK that NAPFA and FPA agree with FSI about relaxed accountability for holders of IRAs

There is no 'suitability' America and 'fiduciary' America

April 2, 2012 — 3:59 AM UTC

As DOL contemplates stiff fiduciary-related penalties on advisors, NAPFA and FPA find rare concord with FSI

The more RIA-focused groups agree with the IBD trade group that holders of smaller IRA accounts will not be able to pay for advice under new rules

March 22, 2012 — 4:07 AM UTC

NAPFA conference hits hopeful note as members look to the future

Unfazed by venue change, advisors mixed, mingled, blogged and tweeted their way through the three-day meeting

May 25, 2011 — 1:50 PM UTC
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