Articles tagged "Sheldon Geller"


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Delta employees sue Fidelity for 'illegal kickbacks' from Financial Engines

The case may turn on whether Fidelity, by acting as recordkeeper and administrator, qualifies as a fiduciary and therefore breached its duty as it accepted Financial Engines' advice fees

July 6, 2016 — 6:58 PM UTC

How RIAs can rule the 401(k) realm by becoming advocates for plan sponsors -- and start by eliminating eight marketplace conflicts

Brokers can still claim an edge with their knowledge of DC administrative matters but that's a bowling pin ready for the toppling

February 14, 2013 — 5:36 AM UTC

RIABiz' 10 most-read stories of 2012: What fascinated you and why

Facebook, fallout from DOL's new 401(k) regs and happenings at Advizent, Addepar and Windhaven were reader catalysts

December 26, 2012 — 4:44 PM UTC

What RIAs must know about hidden, and excessive, fees in serving as fiduciaries to a 401(k) plan

With lawsuits and enforcement actions mounting, and new rules in place, what DOL wants is not all that abstract or theoretical anymore

October 8, 2012 — 5:12 AM UTC

9 things advisors to 401(k) plans must do to keep clients out of hot water

A wave of fiduciary lawsuits is creating new plan best practices

July 13, 2012 — 3:29 AM UTC

Geller Group finds its white knight within the Focus Financial family

The DOL investigation goes on but -- undeterred -- a Massachusetts company takes the TPA under its wing

November 4, 2010 — 6:24 AM UTC

As DOL investigation continues, Geller Group says it is executing the final stage of a four-year succession plan

Sheldon Geller and Manny Ehrlich have been grooming Alan Pfeffer to take over the 401(k) company since selling a big stake to Focus Financial in 2006, according to the firm's new leader.

July 8, 2010 — 6:56 AM UTC
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