Articles tagged "Scott Dauenhauer"


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401(k) industry howls as DOL lets state governments become DC providers with advantageous exemptions

Multiple employer plans' under states will have economies of scale, fewer rules, while ERISA bars private firms from banding together

December 10, 2015 — 7:00 PM UTC

The RIABiz top 10 industry blogs -- and which bloggers they recommend

The RIA business is a land of micro-niches where owner-operated blogs are often the best reading spot for advisors to find the vibe and the level of granularity they seek on a subject

January 15, 2014 — 5:52 AM UTC

A $103 billion AUA RIA storms TIAA-CREF's Northeast stronghold by poaching a hotshot from a $30-billion RIA in Greenwichland

CAPTRUST's 403(b) assets have jumped 60%, or nearly $5 billion, in AUA in one year and TIAA-CREF's $217 billion of 403(b) assets are still pretty untapped

September 16, 2013 — 5:36 AM UTC

Blog war breaks out between an RIA and ASPPA members

The tension starts with differing opinions about what represents fiduciary care of 403(b) investors

November 8, 2011 — 5:53 AM UTC
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