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Articles tagged "Matthew Audette"


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Matthew Audette: We remain focused... This focus led to our highest quarter of organic growth in our history.
April 30, 2021 at 4:47 AM

Andy Kalbaugh: This is not a new fee, rather a simpler way for both of us to administer the existing oversight fee.

Tensions build with OSJs after LPL Financial's 'about face' on held-away RIA assets and forced use of its corporate RIA

Can the Fort Mill, S.C. broker-dealer add 3,200 NPH advisors, make RIAs bend to its will and not break bad with giant partners?

September 6, 2017 at 12:09 AM

Mark Casady: We're seeing banking institutions asking themselves: Should we retain our brokerage structure in the sense of owning our own broker-dealer?

LPL shares spike despite CFO downplay of buyout prospects as CEO Mark Casady reveals 'large programs' at banks are kicking LPL tires

DOL rule spurs banks that seek to ship broker-dealer business its way to counterbalance DOL downers

November 9, 2016 at 9:25 PM

Mark Casady continues to pull big levers to cut costs, regain momentum and get the stock price back to where it once was.

What to make of LPL freezing the wages of most staffers -- and some reaction to the company's explanation

Cost savings may be less the issue than the desire to turn a page, change a culture and even headhunt Google- and Goldman Sachs-like visionary execs

August 19, 2016 at 3:17 AM

Robbins Geller Rudman & Dowd attorneys under David Walton come at LPL with intimidating resumes but hard-to-follow logic about why Mark Casady favored one investor over a wolf pack of others

The odd logic 'Enron' lawyers are relying on to sue LPL Financial for securities fraud -- logic that's attracted five potential copycat investigations in 10 days

Does it make sense that Mark Casady would want to puff up his company's shares prior to buying back $275 million worth of shares? A lawsuit wants to know.

March 30, 2016 at 6:24 PM

Chris Harris: I'm not sure why then you'd buy so much stock ahead of that trend, as opposed to waiting until after the fact and then you'd have all kinds of dry powder.

Goldman Sachs and Wells Fargo analysts ask unobsequious questions as LPL shares fall below 2005 private equity levels and Mark Casady pleads the 'Spanish Inquisition' defense

LPL Financial's CFO Matthew Audette promises to put brakes on buybacks after decision to spend $250 million on them in December proves ill-conceived

February 12, 2016 at 10:05 PM

Matthew Audette: There's not a bunch of balance sheet capital that's necessary.

How hedge fund control and E*Trade's former CFO helped Mark Casady see that making LPL a blue chip was a fool's errand

Matthew Audette concedes that he came to LPL lured by its potential for higher leverage

November 2, 2015 at 10:00 PM

Emily Gordy: I will be able to have an effective dialogue with FINRA.
October 6, 2015 at 9:19 PM

Matthew Audette: The firm's entrepreneurial outlook and strong track record of growing market share and attracting new business provides an ideal opportunity.

LPL poaches E*TRADE's CFO and turnaround specialist as its chief financial officer

Matthew Audette, 41, is moving from New York to San Diego and will begin his new job in late September

June 1, 2015 at 10:33 PM

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