Articles tagged "Karen Barr"


HeadlinePublish date

RIA lobby fires off letter to DOL claiming rules aimed at reining in overzealous stockbroker sales pitches chill RIA conversations with their prospects

The IAA's letter to the Labor Department asks that RIAs not get entangled in rules designed to prevent stockbrokers from making misleading pitches

April 20, 2017 — 5:16 PM UTC

eMoney form inspires Fidelity function in NYC that serves up a familiar menu with fine garnish

Philip Palaveev, not for the first time, kept Fidelity’s Inside Track conference as sparkly as its ballroom

October 27, 2016 — 7:44 PM UTC

New regulatory world dawns with oppressive ADV Part 2 form

Advisors were expecting it -- but that doesn't make it any more pleasant

August 6, 2010 — 7:53 AM UTC
— There are no additional results —