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Articles tagged "Karen Barr"


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Karen Barr: People know that in the sales process you're not acting in their best interests.

RIA lobby fires off letter to DOL claiming rules aimed at reining in overzealous stockbroker sales pitches chill RIA conversations with their prospects

The IAA's letter to the Labor Department asks that RIAs not get entangled in rules designed to prevent stockbrokers from making misleading pitches

April 20, 2017 at 5:16 PM

Right to left: Karen Barr; Joel Bruckenstein; Beverly Flaxington; Brian Hamburger, Philip Palaveev, David Canter.

eMoney form inspires Fidelity function in NYC that serves up a familiar menu with fine garnish

Philip Palaveev, not for the first time, kept Fidelity’s Inside Track conference as sparkly as its ballroom

October 27, 2016 at 7:44 PM

Zachary Gronich predicts a huge bottleneck in the annual registration process “as every RIA in the country will now have to rewrite the document that is at the heart of their business."

New regulatory world dawns with oppressive ADV Part 2 form

Advisors were expecting it -- but that doesn't make it any more pleasant

August 6, 2010 at 7:53 AM

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