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TD Ameritrade shocks RIAs most accustomed to its largesse with a letter, a contract and a tight deadline to sign

The Jersey City, N.J.-based custodian tells RIAs to accept new terms on branch referrals or be terminated from the program

Author Lisa Shidler April 12, 2017 at 4:08 AM
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Benjamin Halliburton: We were scrambling.


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Mentioned in this article:

TD Ameritrade
Asset Custodian
Top Executive: Tom Nally

Reilly Financial Advisors
Advisory Firm
Top Executive: Frank Reilly

Creative Planning
RIA Serving Other RIAs
Top Executive: Peter Mallouk, JD, MBA, CFP®



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