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How RIAs are helping their clients participate in confusing lawsuits

2008-2009 market meltdown settlements are just now coming to fruition, and giant RIAs are signing up with a filing firm to get in on the action

Author Lisa Shidler May 1, 2013 at 5:13 AM
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William Steiner: A lot of clients aren't paying attention to this.


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August 22, 2023 at 12:46 AM

Fidelity lands RIA whisperer from Schwab in a coup, apparently using quality-of-life perks as lure

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Mentioned in this article:

MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger

SS&C Advent
Portfolio Management System
Top Executive: Robert Roley

TD Ameritrade
Asset Custodian
Top Executive: Tom Nally

Chicago Clearing Corporation
Outsourcer
Top Executive: Jim Tharin



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