Lisa Shidler

Congratulations to Jim and to TD. Bringing Jim aboard will really add to the head of steam TD has. Looking forward to hearing of more exciting news from a custodian with passion for innovative thinking and execution.

Pete

Exciting changes for both TD Ameritrade and Pershing. It will be interesting to see where the new leadership takes each firm.

Mike Byrnes, President of Byrnes Consulting, LLC, www.byrnesconsulting.com

What's up with Jim Dario making the leap from Pershing to TD Ameritrade

Dario, Jim.png

Pershing

TD Ameritrade

Fidelity Investments

Jim Dario

Tom Nally

Mike Durbin

Jay Lanigan

Skip Schweiss

Mark Tibergien

Bob Oros

Brian Stimpfl

Mike Golaszewski

Asset custodians are the central players in the RIA business and choosing one is the biggest decision most financial advisors will make to build their business. As the place where RIAs park their assets (the same way a captive broker would park assets at Merrill Lynch or UBS), custodians serve hundreds or thousands of these registered investment advisors and make big investments in technology and service on their clients' behalf.

This section features a series of articles under the “Asset Custody Project” label that cover these companies in a way that keeps advisors abreast of their progress – both with journalistic commentary and a common set of data so that advisors can easily compare them. The articles look at the strengths, weaknesses and niche capabilities of these companies.

&mdash; Brooke Southall

Here are links to the profiles of custodians:

 <li><a href="http://www.riabiz.com/a/11942001/">Equity Advisor Solutions</a></li>
 <li><a href="http://www.riabiz.com/a/4977738934910976/with-robo-advisors-on-the-rise-robo-custodian-apex-is-rising-them-a-diamond-mined-from-the-rubble-of-the-penson-worldwide-debacle">Apex Clearing</a></li>
 <li><a href="http://www.riabiz.com/a/11320001">Raymond James</a></li>
 <li><a href="http://www.riabiz.com/a/10207085">State Street</a></li>
 <li><a href="http://www.riabiz.com/a/1812010">Ceros Financial</a></li>
 <li><a href="http://www.riabiz.com/a/9033656">Fidelity</a></li>
 <li><a href="http://www.riabiz.com/a/7435709">Pershing</a></li>
 <li><a href="http://www.riabiz.com/a/1212007">Royal Bank of Canada</a></li>
 <li><a href="http://www.riabiz.com/a/133138">Scottrade</a></li>
 <li><a href="http://www.riabiz.com/a/8101589">Schwab</a></li>
 <li><a href="http://www.riabiz.com/a/8788433">TD Ameritrade</a></li>
 <li><a href="http://www.riabiz.com/a/124061">Trade-PMR</a></li>
 <li><a href="http://www.riabiz.com/a/1161005">Trust Company of America</a></li>
 <li><a href="http://www.riabiz.com/a/1490002">BNY Mellon</a></li>
 <li><a href="http://www.riabiz.com/a/5385142">Folio Institutional</a></li>
 <li><a href="http://www.riabiz.com/a/108011">Shareholders Service Group</a></li>
 <li><a href="http://www.riabiz.com/a/5933001">National Advisors Trust</a></li>
 <li><a href="http://www.riabiz.com/a/22600260/how-us-bank-appeared-on-the-scene-as-an-ria-custodian-and-where-it-might-find-love">US Bank</a></li>
</ul>

If you want a more chronological look at news about the custodians, just scroll down.

RIA Custodians

The former Fidelity star -- and an almost star in 'Jaws' -- made an intra-Jersey City move but actually never left Boston

What's up with Jim Dario making the leap from Pershing to TD Ameritrade

Peter Giza

Mike Byrnes

Related Moves

March 11, 2020 at 7:58 AM

January 19, 2023 at 3:31 AM

August 5, 2020 at 9:33 PM

March 13, 2020 at 7:22 AM

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What's up with Jim Dario making the leap from Pershing to TD Ameritrade

Peter Giza

Mike Byrnes

Related Moves

March 11, 2020 at 7:58 AM

January 19, 2023 at 3:31 AM

August 5, 2020 at 9:33 PM

March 13, 2020 at 7:22 AM

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