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Brian Hamburger answers the questions about an SRO future that has RIA stomachs in turmoil

The MarketCounsel Summit undercurrent revolves around FINRA fears, so Dina Hampton put the compliance expert on the spot about how the scenario could unfold

Author Dina Hampton October 14, 2011 at 5:01 AM
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Brian Hamburger says the latent threat of FINRA is that RIAs will lose their individuality and become like big-box stores


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Mentioned in this article:

MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger

Hamburger Law Firm
Legal Services for RIAs
Top Executive: Brian Hamburger



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