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Broker Protocol growth slowing; is the list reaching critical mass?

Fewer wirehouse brokers are fleeing for their own firms, but recruitment-minded RIAs are still joining the list

Author Matt Robinson September 24, 2010 at 3:50 AM
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Marc Thomas: The former Schwab investment consultant joined the Protocol to lay the groundwork for recruiting to his startup RIA.

Patrick Burns

Broker Protocol
Mentioned in this article:

The Law Offices of Patrick J. Burns, Jr., P.C.
Specialized Breakaway Service
Top Executive: Patrick J. Burns, Jr., Esq.

Advanced Regulatory Compliance, LLC
Compliance Expert
Top Executive: Patrick J. Burns, Jr., J.D.

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