RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

[Updated] David Brochu finds his lawsuit against Focus Financial is a rough experience

The Rhode Island RIA keeps up the legal battle to clarify the size of his firm's equity stake

Author Brooke Southall March 30, 2010 at 5:58 AM
no description available
David Brochu: I am paying the price for asking questions.

Jim

Jim

November 19, 2012 — 11:30 PM

If anyone reading the above would like to know more details you can call me 603-707-8588 and I would be happy to tell you my interactions with Brochu.

Brooke Southall

Brooke Southall

November 22, 2012 — 1:07 AM

Jim, This is not a place to smear people.

jim

jim

March 3, 2014 — 1:46 PM

http://www.golocalprov.com/news/former-strategicpoint-boss-arrested-on-sex-weapon-assault-charges/

jim

jim

September 30, 2014 — 11:33 AM

http://blog.rexsecuritieslaw.com/tag/david-brochu-litigation/

gabriel brochu

gabriel brochu

March 11, 2019 — 5:47 PM
i am his son

Related Moves

With RIA valuations ticking down and successions ticking up, Focus Financial deep sixes 'drunken sailor' pause, forgoes buyback plan and adds a CEO

CEO Rudy Adolf sees a 'softening' in multiples after a couple of frothy years when CI Financial dominated headlines and big RIA deals

August 13, 2022 at 12:39 AM

Focus Financial makes 'abrupt' CEO call, lets Rudy Adolf go into 'retirement,' with 'no solution in place;' the eighth RIA chief executive unseated since June as VCs move in -- where is the EBITDA?

Clayton, Dubilier & Rice closed on its $7-billion purchase of the roll-up on Aug. 31 -- with no hint that its parting of the ways with legendary 60-year-old founder was in the offing.

October 24, 2023 at 1:19 AM

Looking past Covid-19 pandemic, Louisiana RIA buys $1-million building after hitting $1 billion in AUM and hiring the town's mayor

Summit Financial Wealth Advisors was sold to Focus Financial in 2014, growing its assets by $400 million since then but keeping staffing about the same

December 17, 2020 at 3:02 AM


Mentioned in this article:

Focus Financial Partners, LLC
Consolidator/Roll-up Firm
Top Executive: Rudy Adolf



RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo