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An ex-wirehouse broker and a regulatory lawyer divulge breakaway insights at TD Ameritrade conference

Burns recommends to TD breakaway prospects that they resist discussing with clients the reasons they broke away

Author Brooke Southall February 4, 2010 at 5:22 AM
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Patrick Burns: You want your full book protected -- not half your book


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Mentioned in this article:

TD Ameritrade
Asset Custodian
Top Executive: Tom Nally

The Law Offices of Patrick J. Burns, Jr., P.C.
Specialized Breakaway Service
Top Executive: Patrick J. Burns, Jr., Esq.

Advanced Regulatory Compliance, LLC
Compliance Expert
Top Executive: Patrick J. Burns, Jr., J.D.



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